Advisor Compliance & Business Practice Specialist

Advisor Compliance & Business Practice Specialist focuses on record keeping in client files.

What the role involves

• Record keeping in client files.
• Analysing data pertaining to the review of Brokers on ‘Watch’.
• Prepare reports of observations along with recommendations pertaining to continued suitability.
• Project Management: Assist with.
• Coordinate project work as assigned.
• Excellent working knowledge of Microsoft Office (excel, outlook, word & power point).

Confirmed role details

• Our services include access to top-tier insurance solutions, cutting-edge technology platforms, and operational support all designed to streamline business processes and improve cl.
• Access a personalized benefits package, including company-matched RRSPs, designed to meet your unique needs.
• HUB International uses limited AI and automation tools within our recruitment systems to enhance efficiency in the hiring process and in the candidate experience.
• These tools do not independently make hiring decisions or screen out candidates — all decisions are made through human review.